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Hedge fund manager disgorge $5.6 million illicit profit from false trading and disqualified 4yrs
执法行动
|
2024-07-19
|
西环咸鱼
...
False personal dealing report, SFC bans Wu Chao for three years and seven months
执法行动
|
2024-07-19
|
西环咸鱼
...
1
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美国机构投资者Form 13(f）申报简介
香港OFC与开曼SPC比较
Hedge fund manager disgorge $5.6 million illicit profit from false trading and disqualified 4yrs
False personal dealing report, SFC bans Wu Chao for three years and seven months
Summary for SFC Circular July 3, 2024 for FRR rules
香港的监管机构是否有针对量化基金公司的特别监管规定？
Are there any special regulatory provisions for quantitative fund companies in Hong Kong?
note: review points for ISDA schedule
Summary: Findings of SFC-HKMA review of the distribution of non-exchange traded investment products
有关香港法规合规性及IPO资讯分享
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