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美国机构投资者Form 13(f)申报简介
杂谈
|
2024-07-31
|
西环咸鱼
1975 年,美国国会通过了《证券交易法》第 13(f 条,旨在提高机构投资者证券持有信息的公开程度,增强投资者对美国证券市场诚信度的信心。 美国大型机构投资者每个季度需要证监会(...
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美国机构投资者Form 13(f)申报简介
香港OFC与开曼SPC比较
Hedge fund manager disgorge $5.6 million illicit profit from false trading and disqualified 4yrs
False personal dealing report, SFC bans Wu Chao for three years and seven months
Summary for SFC Circular July 3, 2024 for FRR rules
香港的监管机构是否有针对量化基金公司的特别监管规定?
Are there any special regulatory provisions for quantitative fund companies in Hong Kong?
note: review points for ISDA schedule
Summary: Findings of SFC-HKMA review of the distribution of non-exchange traded investment products
有关香港法规合规性及IPO资讯分享
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