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总结:SFC致持牌法團的通函- 檢視有關保障客戶資產的內部監控措施
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Summarize SFC Circular: Review of internal controls on client asset protection
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致持牌法团的通函-侦测及预防仿冒诈骗 重点总结
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SFC issues restriction notice to GA (Int'l) Capital Management Limited and conducts search operation
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證監會向環聯(國際)資產管理有限公司發出限制通知書及進行搜查行動
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盈透證券香港有限公司違反監管規定遭證監會譴責及罰款420萬元
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懒人包:年薪千万律师一文全解读香港《穩定幣條例》限时免费!
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香港OFC与开曼SPC比较
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Hedge fund manager disgorge $5.6 million illicit profit from false trading and disqualified 4yrs
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False personal dealing report, SFC bans Wu Chao for three years and seven months